Trade And Transaction Regulatory Reporting Solutions

Regime-agnostic, non-invasive Trade and Transaction regulatory reporting solutions in a SaaS-enabled environment and cloud ecosystem informed by a collaboration with JWG’s new reporting task force and the global derivatives Digital Regulatory Reporting (DRR) Programme ensures clients are futureproofed with technology-driven solutions.

Meeting The Challenges Of Global Reporting Requirements

Diverse requirements, large volumes of disparate data, and tight, frequent reporting deadlines strain processing capacities and increase risk of compliance breaches.

Trades In Scope

Under various global regulatory regimes, counterparties must report on a wide range of trades in scope. Designating eligibility by regime requires counterparties to:
 

  • Submit required reporting based on clean, transparent data
  • Track regulatory changes
  • Track, interpret and comply with multiple rules across regimes
  • Resolve reconciliation mismatches flagged by receiving TRs

Operational Complexities

In-house reporting process challenges include:

 

  • Sourcing traceable data
  • Determining eligibility
  • Preparing reports across regimes and trade repositories
  • Transmitting to the trade repository (TR) of choice
  • Accommodating multiple regimes
  • Responding to regulatory changes

Learn more about AxiomSL’s Trade and Transaction Regulatory Reporting Solutions

AxiomSL’s Unique Trade And Transaction Reporting Solutions


AxiomSL’s Unique Trade and Transaction Reporting Solutions


Regime-Agnostic | Flexible | Future-proofed

Comprehensive transaction reporting for global reporting requirements

Regime-agnostic exception management capability

Fully auditable and traceable

Automatically identifies in-scope transactions and produces regulatory reports

Facilitates visibility of the end-to-end life cycle of reported trades

AxiomSL collaborates with JWG, trusted financial services regulatory intelligence company

Trade And Transaction Regulatory Reporting Solutions Features

Cloud-Enabled

Insulating firms from regulatory and technology changes with a SaaS-enabled trade and transaction regulatory reporting solution and cloud-enabled ecosystem.

Cloud deployment provides scalability, automatic regulatory/technology updates, and eliminates infrastructure burdens.

Automated and Transparent

Facilitates TR submissions — including delegated submissions — with automated connections and transmission.

Subject-matter experts analyze regulator updates and automatically integrate changes into the solution, enabling counterparties’ confidence in regulatory compliance.

Solution Agnostic

Delivers a regime-agnostic, non-siloed process for trade and transaction submission and exception management with configurable eligibility and reportability engines.

A multi-regime exception management dashboard delivers the ability to review and resolve data quality issues in flight.

Flexible and Intuitive

Interfaces with other systems for complete and final enrichment of the transaction message before applying the pertinent life cycle event.

Provides user-friendly dashboards for end-to-end workflow management, eligibility assessment, and TR reconciliation.

Key Benefits

Delivers comprehensive transaction reporting for all global reporting requirements

Enables connectivity support for multiple repositories

Optimizes infrastructure and resource burdens

Automatically identifies all in-scope transactions and produces regulatory reports

Provides regime-agnostic, fully auditable and traceable resolution of trade exceptions

Facilitates visibility of the end-to-end life cycle of reported trades

A Regime-Agnostic Trade and Transaction Reporting Solution

As the list of trade and transaction regimes keeps growing, including SFTR, MiFID, Dodd Frank, EMIR, MAS, ASIC, and FinfraG, we invite you to view a short video introducing AxiomSL’s strategic trade and transaction solution that positions counterparties to scale reporting and adapt quickly to regulatory changes in the age of COVID-19.

Related Insights

Important Considerations For Trade And Transaction Regulatory Reporting Solutions

Can we seamlessly integrate diverse systems utilizing a non-invasive approach to trade and transaction management?

How do we implement a scalable approach that will optimize resources while ensuring transparency?

What are best practices reconciling unpaired and unmatched trades?

How can we efficiently manage data collection, validation, enrichment, and submissions across regimes?

Are we technologically prepared to automate all TR submissions, including delegated submissions?

Can we see the end-to-end life cycle of reported trades?


Trade and Transaction Regulatory Reporting Solutions

Learn more about AxiomSL’s Trade and Transaction solutions

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