Tag Archives: Form PF

Press Release - AMERICAS, Press Releases

AxiomSL’s alternative investment clients, managing in excess of $500B in AUM, have successfully filed Form PF with FINRA

Date: October 18, 2012 Location: New York AxiomSL, global provider of regulatory reporting and risk management solutions, has announced today that leading Hedge Fund firms and Private Equity funds, with funds in excess of $500B in AUM, have successfully filed Form PF with FINRA. Currently, we are preparing Private Equity and other Funds clients submission […]

Posted on by AxiomSL
Press Release - AMERICAS, Press Releases

As Form PF Filing Deadline Looms for Large Liquidity and Hedge Funds, AxiomSL Software Finishes Successful Test Run

Date: June 20, 2012 Location: New York AxiomSL, the provider of regulatory reporting and risk management solutions to the top 20 global financial firms, today announced that it has successfully submitted test versions of Form PF to the federal electronic filing system for investment advisers, the Investment Adviser Registration Depository (IARD). This development means that […]

Posted on by AxiomSL
Press Release - AMERICAS, Press Releases

KPMG and AxiomSL form alliance to assist Investment Advisers faced with new regulatory requirements including Form PF

Date: June 14, 2012 Location: New York KPMG LLP, the audit, tax and advisory firm, and a leader in the Financial Services sector, has formed an alliance with AxiomSL, a leading global provider of regulatory reporting and risk management solutions, to address new regulatory requirements facing investment advisors, including Form PF. In January, the Securities […]

Posted on by AxiomSL