Regulatory News, Regulatory News - EMEA

FCA Publish Handbook Changes to Reflect Application of EU Securitisation Regulation

September 4th 2018 The FCA has published CP 18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation, which entered into force on 18 January 2018. These provisions will come into effect on 1 January 2019. Further details can be found on the FCA website here. Related […]

Regulatory News, Regulatory News - EMEA

FCA publishes Policy Statement (PS17/14) on MiFID II implementation

July 03, 2017 The Financial Conduct Authority (FCA) published today a Policy Statement on the Markets in Financial Instruments Directive II (MiFID II). The publication sets out final rules on conduct issues, including research, inducements, client categorisation, best execution, the appropriateness test, taping, client assets and perimeter guidance. Firms must continue with their preparations for […]

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FCA publishes fourth MiFID II consultation paper

December 16, 2016 The Financial Conduct Authority (FCA) published today a fourth consultation paper on The Markets in Financial Instruments Directive II (MiFID II). This consultation deals with a series of broadly technical Handbook changes that were not covered in the previous MiFID II consultations. The FCA is seeking specific feedback from firms on those […]

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PRA and FCA publish joint consultation paper on Notes for completion of the MLAR – CP45/16

December 12, 2016 The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) have today published a joint Consultation Paper (CP) proposing updates to their respective documentation for Notes for the completion of the Mortgage Lenders & Administrators Return (MLAR). The proposed updates and clarifications do not introduce any material changes to the Notes […]

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CRD IV: Taxonomy 2.4.1.1 is now available

October 17, 2016 On Monday 17th October, the FCA issued a note on its website to announce that Taxonomy 2.4.1.1 is now available in Gabriel, effective for Reporting Period End Dates on or after 30 Sep 2016. For further information please visit the following link. Related links: Outline of AxiomSL’s CRDIV: COREP Outline of AxiomSL’s CRDIV: […]

Regulatory News, Regulatory News - EMEA

FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

July 29, 2016 The Financial Conduct Authority (FCA) has today published its second consultation paper (CP16/19) on the implementation of the Markets in Financial Instruments Directive II (MiFID II) in the UK. MiFID II takes effect on 3 January 2018, and this consultation paper forms part of the FCA’s process to make the necessary changes […]