SEC – Issued a final rule adopting amendments to Volumes I and II of the EDGAR filer manual and related rules

June 21, 2021

Volume I – Amendments
Amended to enable SEC staff to evaluate manual passphrase requests more effectively. Required filer upload specified supporting documentation when requesting passphrase. Provided that filers seeking access under the process must allow five business days for processing and must respond to requests from SEC staff for additional data or documents. Rule 301 of Regulation S-T, 17 CFR 232.301, updated to reference current revisions.

Volume II – Amendments
Added updates related to exchange-traded vehicle securities form types. Implemented new and amended rules related to the funding of fund arrangements. Technical instructions updated to help on attached documents, types, and interactive data. FAQ screens were updated to remove EDGAR quick reference guide hyperlink. Manual revised according to several software changes introduced in release 21.1.3.

Updates to filer manual effective on the date of pending publication in the Federal Register.

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