SEC – Final Rule – Administration of the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR)

February 3, 2021 – The SEC is adopting a new rule that specifies several actions that the SEC, in its administration of the Electronic Data Gathering, Analysis, and Retrieval system (“EDGAR”), may take to promote the reliability and integrity of EDGAR submissions.

The new rule establishes a process for the SEC to notify filers and other relevant persons of its actions under the rule as soon as reasonably practicable. In addition, the SEC is adopting amendments to delegate authority to the Director of the Commission’s EDGAR Business Office to take actions pursuant to the new rule and two current rules relating to filing date adjustments and the continuing hardship exemption.

Effective date

February 3, 2021.

For more information, visit

Discover More Regulatory Insights

Visit the AxiomSL resource center for recent Regulatory Changes for financial institutions, InsideView Blog, and Thought Leadership.

We use cookies in order to give you the best possible experience on our website. By continuing to use this site, you agree to our use of cookies.