16 Nov TSAM Regulations and Compliance – Managing Investment Compliance Change across Asset Classes
AxiomSL’s Industry experts joined MetLife to deliver a presentation at the TSAM Regulations and Compliance Summit for the panel discussion on “Managing investment compliance change across asset classes”.
Harry Chopra, Hopeton Lindo and Frédéric Bernard joined a speaker line up with leading asset managers who addressed key topics including; ESG, Regulations Post-Brexit, Regulatory Reporting, IFR, SFTR, EU Green Finance Rules, Financial Crime, Communication Surveillance, SMCR and much more.
- John Mahony, Head of Investments Compliance, MetLife
- Harry Chopra, Chief Client Officer, AxiomSL
- Hopeton Lindo, Director Client Relationships – Asset Management, AxiomSL
- Frederic Bernard, Pre-Sales Manager EMEA, AxiomSL