16 Nov TSAM Regulations and Compliance – Managing Investment Compliance Change across Asset Classes

AxiomSL’s Industry experts joined MetLife to deliver a presentation at the TSAM Regulations and Compliance Summit for the panel discussion on “Managing investment compliance change across asset classes”.

Harry Chopra, Hopeton Lindo and Frédéric Bernard joined a speaker line up with leading asset managers who addressed key topics including; ESG, Regulations Post-Brexit, Regulatory Reporting, IFR, SFTR, EU Green Finance Rules, Financial Crime, Communication Surveillance, SMCR and much more.

Speakers:

• John Mahony, Head of Investments Compliance, MetLife
• Harry Chopra, Chief Client Officer, AxiomSL
• Hopeton Lindo, Director Client Relationships – Asset Management, AxiomSL
• Frederic Bernard, Pre-Sales Manager EMEA, AxiomSL

Fill in the form below to watch the full webinar replay on Managing Investment Compliance Change Across Asset Classes:

Related Links:

• Webinar Replay: Impending Changes To IFR Regulation: As Simple As It Appears At First Glance?
• Article: IFD/IFR Regulation Affects Categorizations, Capital Calculations, And Reporting
• Blog: Are The Complexities Of The New IFR Regime To Investment Firms As Kryptonite Is To Superman?