IOSCO – Issued industry surveys on Leveraged Loans (LL) and Collateralized Loan Obligations (CLO) related conduct risks

May 25, 2021

Background
IOSCO, through committee 3 on the regulation of market intermediaries, and committee 5 on investment management, are conducting work to understand potential conflicts of interest. Also working on misaligned incentives among participants on the LL and CLO markets across the chain of intermediation, from credit origination through to the sale to end-investors.

Surveys
Committees are asking bank lenders, CLO investors, CLO managers, and LL sponsor to complete the respective surveys, respondents may answer all or some questions. Individual responses confidential will be anonymous to IOSCO committee members.

Effectiveness
The deadline for submissions to the survey is June 30, 2021.

For more information, visit www.iosco.org.

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