Regulators in more than 90 jurisdictions around the world require market participants to make specific disclosures when they:
Disclosure rules are inherently intricate and vary widely from jurisdiction to jurisdiction. This creates a major challenge for investment management firms and all other reporting entities that need to comply with regulators’ shareholding disclosure requirements in dozens of jurisdictions.
Not only must firms constantly monitor changes in their holdings across their entity/group structure, but they must also carefully track changes to shareholding disclosure regulations.
AxiomSL’s end-to-end Global Shareholding Disclosures (GSD) solution running on ControllerView® ― and deployable on its RegCloud® offering ― enables investment management firms and other reporting entities to deliver trustworthy information about their positions and transactions across multiple jurisdictions.
With GSD, firms can remain fully compliant with shareholding disclosure requirements and transparency directives globally, and are positioned to scale with expanding, changing regulatory requirements and data volumes.
Automated complex end-to-end workflow processes and robust rules engine enable users to monitor daily positions, review results, and enhance accuracy.