TSAM East Coast Panel Discussion On Equity Position Monitoring – From COVID-19 Updates To Sensitive Industries Compliance

As we slowly emerge from the pandemic crisis, few are left unaffected especially the Global Shareholding Disclosures community. Spurring a flurry of changes in the regulatory landscape such as short position monitoring updates and sensitive industries compliance modifications, COVID-19 has caused investment managers to reevaluate their equity position monitoring. 

With rapidly changing rules and regulations, the need for a solution that can holistically combine rules and data management with speed and accuracy is imperative. Fueled by the effects of COVID-19, the recent increase in M&A activities will continue to play a major role in pushing investment managers to search for an automated and nuanced approach.  

Join us as we take a deeper look into the various issues surrounding sensitive industries compliance and how investment managers can better prepare to face the regulatory challenges of the post COVID-19 era.

sensitive industries


  • Gaurav Chandra, Product Manager Global Shareholding Disclosures, AxiomSL
  • Paul Taylor, Independent Consultant
  • Hopeton Lindon, Director, Client Relationships – Asset Management, AxiomSL

Watch the webinar replay to learn more about how asset managers are preparing for post-COVID shareholding and sensitive industries compliance. 

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