FINRA – Issued Notice on Enhancements to TRACE Volume Reports

July 12, 2021 – FINRA published amended monthly TRACE volume reports; ATS, interdealer, and customer categories. Modify how volumes are computed to be included in reports. Specifically, FINRA will change the method by which volumes are computed to be similar to the weekly Treasury aggregate reports, where only one report per ATS trade is included. FINRA to issue historical reports that include new categories, starting with January 2017.

Effectiveness
FINRA will implement changes to monthly TRACE volume reports on July 26, 2021.

For more information, visit www.finra.org.

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