When: October 19-20, 2016
Where: New York Law School, NYC
AxiomSL is sponsoring The National Conference on the Securities Industry, which will be hosted by the American Institute of CPAs (AICPA) and SIFMA’s Financial Management Society. The National Conference on the Securities Industry provides essential updates on evolving securities regulations and compliance requirements.
AxiomSL is delighted to return as a sponsor to this year’s event where senior executives and regulatory policy-makers as will discuss industry developments in areas such as securities financing, blockchain technology and compliance examinations; analyst and CEO view of the banking and securities industries; recent and pending accounting and auditing pronouncements from FASB and industry experts; PCAOB feedback on inspections of broker-dealer audits and more.
To register for this event, click here.
To read more about AxiomSL’s Broker Dealer Net Capital Calculations solution, click here.