FINRA – Launched redesigned eFOCUS on FINRA Gateway

August 18,2021 – FINRA launched redesigned eFOCUS system in June 2021. The eFOCUS system provides capability to electronically submit FOCUS reports to FINRA. Required to submit FOCUS reports pursuant to SEC Rule 17a-5 (17 CFR 240.17a-5).

Redesigned System: Starting June 24, 2021, quarterly filers access updated filing experience via FINRA Gateway, similar to how users do today, by clicking on the Requests icon on the left. Monthly filings accessed via FINRA Gateway and in July 2021, have updated experience. FINRA will continue to support the legacy system until October 2021, which can be accessed through the FINRA Gateway via the Quick Link back to Firm Gateway.

For more information, visit www.finra.org.

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