CIMA – Issued process on financial statement reports

April 15, 2021 – CIMA issued a guide for form AFS-001-99, to be used by licensed and regulated firms for audited financial statements based on relevant legislation and regulations.

Guidance Document
The document confirmed that the new form must be returned electronically via the regulatory enhanced electronic forms submission (REEFS) online portal for CIMA. All attachments submitted must contain the complete name of the firm entity as it appears on the license certificate and if not, then the filing will be returned to the firm for correction. The document contains a flowchart to assist with completion and details of the steps to be taken by the firm and the regulator, as well as providing a troubleshooting section.

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