Inside View, Inside View - APAC

“There Must Be a Better Way!”
Struggles with the Common Reporting Standard (CRS)

By Abraham Teo, Head of Product Management APAC, AxiomSL APAC Inundated by a barrage of schemas; technologists, analysts and compliance specialists around the globe tasked with tackling CRS must have thought to themselves at least once: “There must be a better way!” Since the introduction of the Common Reporting Standard’s, it has become increasingly clear […]

Inside View, Inside View - AMERICAS, Inside View - APAC, Inside View - EMEA

Unclouding the Risks of Cloud Implementations for Regulatory and Risk Reporting

09/24/2018 – Unlikely as it may seem, financial institutions (FIs) are now uttering “cloud” and “regulatory reporting” in the same breath. Driven by today’s rapid velocity of regulatory change and ever-increasing data volumes, FIs are understandably tempted to marry these two concepts as they seek scale and automation benefits. In fact, regulators and FIs alike […]

Inside View, Inside View - AMERICAS, Inside View - APAC, Inside View - EMEA

The Risky Risk of Counterparties: Looking Ahead at Single Counterparty Credit Limit (SCCL) Requirements

09/10/2018 – By now, all of us are aware that the upcoming Single Counterparty Credit Limit (SCCL) rule will impact large domestic and foreign financial institutions. The final rule applies to all U.S. global systemically important banks (GSIBs), U.S. bank holding companies (BHCs) and foreign banking organizations (FBOs) with total consolidated assets of $250 billion […]

Inside View, Inside View - EMEA

What does football have to do with takeover disclosure obligations?

21/08/2018 – By Gaurav Chandra, Product Manager, AxiomSL EMEA Recently, the American investor Stan Kroenke, who owns 67% of the London football club Arsenal through his investment company KSE, launched a £1.8bn takeover bid to buy the club. And, according to a stock exchange announcement by KSE, Alisher Usmanov, another major Arsenal shareholder, agreed to […]

Inside View, Inside View - EMEA

SHS Reporting: Are You Ready?

19/07/2018 – By Abhishek Awasthi, Product Manager, AxiomSL EMEA In the aftermath of the financial crisis, regulatory authorities developed and reformed the rules that impact the financial markets in order to stabilise the economy and increase transparency at a global level. Strategic long-term projects such as the Banks’ Integrated Reporting Dictionary (BIRD) and European Reporting […]

Inside View, Inside View - EMEA

Top 5 regulatory challenges facing financial institutions

10/07/2018 – By Anish Shah, Product Director, AxiomSL EMEA New regulatory reporting requirements and the limited time to prepare for them present substantial compliance challenges to financial institutions (FIs). As we move into the second half of 2018, AxiomSL identifies five critical regulatory challenges that widely impact FIs. Increased scrutiny means FIs must accurately meet […]

Inside View, Inside View - EMEA

SFTR – Why firms need to move towards strategic regulatory reporting

17/05/2018 – By Gaurav Chandra, Product Manager, AxiomSL EMEA The European Union (EU) introduced the Securities Finance Transaction Regulation (SFTR) after the Financial Stability Board (FSB) and European Systematic Risk Board (ESRB) proposed policies to reduce risks by improving transparency of securities financing transactions (SFTs). SFTR regulation requires market participants to report all SFTs to […]

Inside View, Inside View - AMERICAS

The “Nine Cs” to comply with Global Shareholding Disclosures

May 10, 2018 – In the Know Bringing Clarity to the Asset Management Reporting Landscape As a world leader in risk reporting to financial institutions, AxiomSL has the ability to leverage existing infrastructures and address new challenges in the asset management reporting landscape. As a complimentary service, we are continuing our series of “In the […]

Inside View, Inside View - AMERICAS

Leaning On Lineage

April 18, 2018 – Mechanisms To Pass Internal And External Regulatory Audits Not a day goes by that there isn’t an article on the application of blockchain or artificial-intelligence technologies in the financial markets. However, one has to think about a problem first and then apply the appropriate technology to provide business value. Since AxiomSL […]