Articles

APRA EFS: Three Elephants In The Room

There are lots of elephants in the room where the Australian Prudential Regulation Authority’s (APRA) Economic and Financial Statistics (EFS) compliance is concerned. They come in all sizes and have Australia’s Authorized Deposit-taking Institutions (ADIs) in a tizzy of preparation. The 3 Elephants: Elephant One: More Reports, Data And Granularity Elephant Two: RPG 702 Data […]

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Taking The Temperature – A CRS Health-Check

In “Taking the Temperature ― A CRS Health-Check,” AxiomSL explores three areas that are central to CRS implementation success: the compliance program’s elements, the FI’s product set and the CRS solution’s capabilities. FIs interested in taking the temperature of their current compliance programs can focus their reviews on these three areas and incorporate the industry-leading […]

Articles

Getting Dynamic with Data Lineage:
Perspectives From A Regulatory Practitioner

“Getting Dynamic With Data Lineage ― Perspectives From a Regulatory Practitioner” arises from AxiomSL’s on-the-ground experience working closely with large financial institutions (FIs) that implement its dynamic data-lineage capabilities. In this paper, AxiomSL shares practical thoughts that enable organizations to consider data lineage from two separate, yet interconnected points of view: Establishing dynamic data-lineage for […]

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The Investment Management Landscape is Changing…
And Pressures On Global Shareholding Disclosures Are Mounting.

The investment management landscape is changing. Recent studies confirm that today there is more investment in equities than ever before. That investment is spread more globally, and it is increasingly being channeled into passive-type approaches, with indexed and ETF vehicles burgeoning. For investment management organizations (IMs), this changing landscape has impacted development of business models […]

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The Deposits-Customers-Accounts Trifecta – Winning the FDIC Part 370 Data Race

“The Deposits-Customers-Accounts Trifecta” arises from AxiomSL’s work with covered Insured Depository Institutions (CIs) as they race to meet The Federal Deposit Insurance Corporation’s Part 370 reporting kickoff in April 2020. CIs are realizing that preparation for the FDIC Part 370 is far more complicated that it may first have seemed, with one of the biggest […]

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TIC-Tock, TIC-Tock: Managing the Countdown Process to Delivering TIC Reports

“TIC-Tock, TIC-Tock” arises from working with the financial services community involved in the world of reporting into the U.S. TIC System. The Service Level Expectations (SLE) concept and the SLE data-river process discussed in this paper can enable organizations to establish and enrich correct TIC data, enable smooth automated processing, significantly improve the accuracy of […]