Inside View, Inside View - EMEA

SHS Reporting: Are You Ready?

19/07/2018 – By Abhishek Awasthi, Product Manager, AxiomSL EMEA In the aftermath of the financial crisis, regulatory authorities developed and reformed the rules that impact the financial markets in order to stabilise the economy and increase transparency at a global level. Strategic long-term projects such as the Banks’ Integrated Reporting Dictionary (BIRD) and European Reporting […]

Inside View, Inside View - EMEA

Top 5 regulatory challenges facing financial institutions

10/07/2018 – By Anish Shah, Product Director, AxiomSL EMEA New regulatory reporting requirements and the limited time to prepare for them present substantial compliance challenges to financial institutions (FIs). As we move into the second half of 2018, AxiomSL identifies five critical regulatory challenges that widely impact FIs. Increased scrutiny means FIs must accurately meet […]

Inside View, Inside View - EMEA

SFTR – Why firms need to move towards strategic regulatory reporting

17/05/2018 – By Gaurav Chandra, Product Manager, AxiomSL EMEA The European Union (EU) introduced the Securities Finance Transaction Regulation (SFTR) after the Financial Stability Board (FSB) and European Systematic Risk Board (ESRB) proposed policies to reduce risks by improving transparency of securities financing transactions (SFTs). SFTR regulation requires market participants to report all SFTs to […]

Inside View, Inside View - AMERICAS

The “Nine Cs” to comply with Global Shareholding Disclosures

May 10, 2018 – In the Know Bringing Clarity to the Asset Management Reporting Landscape As a world leader in risk reporting to financial institutions, AxiomSL has the ability to leverage existing infrastructures and address new challenges in the asset management reporting landscape. As a complimentary service, we are continuing our series of “In the […]

Inside View, Inside View - AMERICAS

Leaning On Lineage

April 18, 2018 – Mechanisms To Pass Internal And External Regulatory Audits Not a day goes by that there isn’t an article on the application of blockchain or artificial-intelligence technologies in the financial markets. However, one has to think about a problem first and then apply the appropriate technology to provide business value. Since AxiomSL […]

Inside View, Inside View - AMERICAS

ONCE WRONG, IT’S WRONG FOREVER.

March 14, 2018 – Your derivatives trade reporting… a compliance nightmare. As an originating financial institution you must capture and report your derivatives trades to designated swap data repositories (SDRs). Once lodged in the SDR’s permanent record, trades are exposed to intense scrutiny under MiFID-II, Dodd-Frank Title-VII, and the host of regulatory initiatives seeking to […]

Inside View, Inside View - EMEA

AnaCredit: Challenge or Opportunity?

08/03/2018 – By Abhishek Awasthi, Product Manager, AxiomSL EMEA With six months to go until the submission deadline for complete datasets, AnaCredit requirements continue to pose substantial challenges to the banking industry. With AnaCredit reporting, the data quality and data management have become key focus areas. Sourcing data from multiple and disparate data sources and […]

Inside View, Inside View - EMEA

Debunking home Member State for Shareholding Disclosure reporting

05/03/2018 – By Gaurav Chandra, Product Manager, AxiomSL EMEA In 2013, European Securities Markets Authority (ESMA) revised the rules on the disclosure of home Member State through the Transparency Directive Amendments (TDA). This requires all issuers with securities declared to trading on a European Union (EU) market to identify and disclose their home Member State […]

AxiomSL - Shareholding Disclosure
Inside View, Inside View - AMERICAS

Positions from jurisdictions far, far away…

February 22, 2018 – Global financial institutions struggling to report against complex global shareholding disclosure requirements, hear the echo of a lone question, “Have we missed any reportable positions?” There are more than 90 jurisdictions to monitor and factor in. Each has distinct requirements around identifying in-scope holdings, monitoring levels, thresholds and triggers, requisite forms […]