Registered investment advisers (RIA) are challenged by the depth and complexity of the reporting data requirements mandated by Dodd-Frank Wall Street Reform and the Consumer Protection Act.
Enforced by the U.S. Securities and Exchange Commission (SEC), Form PF requires that RIAs disclose large amounts of aggregated financial and operational data for their private funds.
AxiomSL’s end-to-end, automated Form PF solution on ControllerView enables RIAs to efficiently comply with evolving SEC and FINRA requirements.
Deployable on-premises or via AxiomSL’s secure RegCloud, reporting entities can consider the implementation that best supports their reporting requirements and future business evolution.
By implementing Form PF, private funds and investment advisors are well positioned to adopt AxiomSL’s Form CPO-PQR, Form CTA-PR, and AIFMD solutions where significant reuse of datapoints exists. Utilizing AxiomSL’s single data integrity and control platform enables clients to achieve data consistency for these and many other regulatory requirements.