Trade and Transaction Reporting

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AxiomSL offers a full solution for current and future Trade and Transaction Reporting requirements globally. We can implement reporting solutions in a matter of weeks as we have a modular, flexible and robust platform. Our current Trade and Transaction Reporting solution covers regulatory reporting in the European, North American, and Asia-Pacific markets. We can quickly add further reporting regimes where and when required.

AMERICAS


Canadian Derivatives Trade Reporting

Canadian derivatives are regulated at the provincial level. On the 29 July 2016, the reporting of new trades by derivatives dealers or reporting clearing agencies for all Canadian provinces began. By 1 December 2016 reporting of pre-existing transactions in the new provinces must have been completed.


The Dodd-Frank Act

The Dodd-Frank Act – Swaps and Derivatives is the implementation in the USA of the 2009 agreement by the G20 countries to strengthen the regulation of the over-the-counter (OTC) derivative market. It is the equivalent of the EMIR in the EU.

APAC


Monetary Authority of Singapore (MAS) Securities & Futures Regulations

The MAS Securities & Futures Regulation aims to monitor and reduce the risk of the over-the-counter (OTC) derivative markets in Singapore.


The Australian Securities & Investments Commission (ASIC) Derivative Transaction Reporting

The ASIC Derivative Transaction Reporting is the implementation in Australia of the 2009 agreement by the G20 countries to strengthen the regulation of the over-the-counter (OTC) derivative market. It is the equivalent of EMIR in the EU and the Dodd-Frank Act in the USA.

EMEA


EMIR

European Market Infrastructure Regulation (EMIR) reporting began in 2014 and provides authorities with a comprehensive overview of the market and for assessing systematic risk, in particular regarding interconnectedness between OTC derivative market participants. It is the equivalent of the Dodd-Frank Act in the USA.

FinfraG

FinfraG is the implementation in Switzerland of the 2009 agreement by the Group of Twenty (G20) countries to strengthen the regulation of the over-the-counter (OTC) derivative market. It is the equivalent of EMIR in the EU and the Dodd-Frank Act in the USA.

MiFID and MiFID II Transaction Reporting

The Markets in Financial Instruments Directive (MiFID) introduced a transaction reporting regime across the European Union (EU) in 2007. The scope of this regime is set to expand significantly when the recast Directive, MiFID II, comes into force on 3 January 2018.


REMIT

Regulation on (Wholesale) Energy Market Integrity and Transparency (REMIT) will enable efficient market monitoring by regulators for the detection and deterrence of market manipulation in wholesale energy markets. Reportable products include contracts and derivatives relating to the supply or transportation of electricity or natural gas where delivery is in the EU. Transaction reporting started on 7 October 2015.

SFTR

The Securities Financing Transaction Regulations (SFTR) were first introduced in January 2016 and provides authorities with a comprehensive overview of the market for SFTs for the identification and monitoring of financial stability risks entailed by shadow banking activities of regulated and unregulated entities.

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General Inquiries

AxiomSL | AMERICAS

+1 212 248 4188
info@axiomsl.com

AxiomSL | APAC

+65 3159 1055
info@axiomsl.com

AxiomSL | EMEA

+44 203 823 4600
info@axiomsl.com



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