AxiomSL offers a full solution for current and future Trade and Transaction Reporting requirements globally. We can implement reporting solutions in a matter of weeks as we have a modular, flexible and robust platform. Our current Trade and Transaction Reporting solution covers regulatory reporting in the European, North American, and Asia-Pacific markets. We can quickly add further reporting regimes where and when required.

AMERICAS


Canadian Derivatives Trade Reporting

Canadian derivatives are regulated at the provincial level. On the 29 July 2016, the reporting of new trades by derivatives dealers or reporting clearing agencies for all Canadian provinces began. By 1 December 2016 reporting of pre-existing transactions in the new provinces must have been completed.


The Dodd-Frank Act

The Dodd-Frank Act – Swaps and Derivatives is the implementation in the USA of the 2009 agreement by the G20 countries to strengthen the regulation of the over-the-counter (OTC) derivative market. It is the equivalent of the EMIR in the EU.

APAC


Monetary Authority of Singapore (MAS) Securities & Futures Regulations

The MAS Securities & Futures Regulation aims to monitor and reduce the risk of the over-the-counter (OTC) derivative markets in Singapore.


The Australian Securities & Investments Commission (ASIC) Derivative Transaction Reporting

The ASIC Derivative Transaction Reporting is the implementation in Australia of the 2009 agreement by the G20 countries to strengthen the regulation of the over-the-counter (OTC) derivative market. It is the equivalent of EMIR in the EU and the Dodd-Frank Act in the USA.

EMEA


EMIR

European Market Infrastructure Regulation (EMIR) reporting began in 2014 and provides authorities with a comprehensive overview of the market and for assessing systematic risk, in particular regarding interconnectedness between OTC derivative market participants. It is the equivalent of the Dodd-Frank Act in the USA.

FinfraG

FinfraG is the implementation in Switzerland of the 2009 agreement by the Group of Twenty (G20) countries to strengthen the regulation of the over-the-counter (OTC) derivative market. It is the equivalent of EMIR in the EU and the Dodd-Frank Act in the USA.

MiFID and MiFID II Transaction Reporting

The Markets in Financial Instruments Directive (MiFID) introduced a transaction reporting regime across the European Union (EU) in 2007. The scope of this regime is set to expand significantly when the recast Directive, MiFID II, comes into force on 3 January 2018.


REMIT

Regulation on (Wholesale) Energy Market Integrity and Transparency (REMIT) will enable efficient market monitoring by regulators for the detection and deterrence of market manipulation in wholesale energy markets. Reportable products include contracts and derivatives relating to the supply or transportation of electricity or natural gas where delivery is in the EU. Transaction reporting started on 7 October 2015.

SFTR

The Securities Financing Transaction Regulations (SFTR) were first introduced in January 2016 and provides authorities with a comprehensive overview of the market for SFTs for the identification and monitoring of financial stability risks entailed by shadow banking activities of regulated and unregulated entities.

Trade and Transaction Reporting Diagram

img-AxiomSL-Trade-And-Transaction-Reporting-Diagram

Resource Center

ESMA firms up reporting standards for EMIR in preparation for...

On Monday the 3rd of April, the European Securities and Markets Authority (ESMA) updated its Questions and Answers (Q&A) on practical questions regarding the European Markets...

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Trade & Transaction – The importance of holistic reporting

Given the increasing level of regulatory reporting requirements that firms will be subjected to in 2017 -many of which still remain in flux – institutions may feel driven to build in-house systems.

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Jefferies extends use of AxiomSL’s reporting platform for MiFID II...

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that Jefferies has selected its Markets in Financial Instruments Directive...

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AxiomSL extends trade and transactions reporting solutions to the energy...

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, is proud to announce it is currently rolling out its global trade and transaction...

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Meeting the challenges of global Trade and Transaction Reporting

The global burden of transaction reporting in 2016 is staggering and is set to significantly increase in the coming years. UK banks spent on average £17 million building in-house transaction reporting solutions...

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Awards


 
Asian Banker Award – Risk Management Awards 2016
Waters Rankings – Best Reporting System Provider
Waters Rankings – Best Reporting System Provider
RiskTech 100 2014 Category Winner Customer Satisfaction