Solution Overview

AxiomSL, global leader in regulatory reporting solutions and risk management for over 20 years, delivers a data-driven platform, which meets all filing requirements for Private Funds, Large Hedge Funds and Large Private Equity & Liquidity Funds in addressing all the steps of Form PF from: scoping & sourcing client existing data structures, to aggregations, calculations, and validation rules to XML submission. It is adaptable to clients with minimum in-house IT infrastructure in addressing complex funds and extensive disclosures for investment advisers.

AxiomSL’s reporting solution is successfully deployed in a cloud-based or/and on-site environment. With our solution, clients can access and edit data already stored on the virtual server to enrich data records, monitor internal data procedures, and streamline controls & processes to successfully transfer this data to the form. This automated regulatory reporting solution, with a dynamic dashboard showing incidences of nonconformance, delivers the necessary controls and analytical tools to navigate and update critical data to meet disclosure requirements for Form PF and ongoing regulations.

  • Empowers clients with a cost effective operational platform, ensuring complete transparency with an audit trail, to successfully monitor risks and regulatory requirements.
  • Enables clients to view data and processes at every step and ensure data integrity originating from disparate sources and systems.
  • Interfaces with fund managers’ existing data infrastructure and processes, eliminating the need for expensive customization programming.
  • Empowers clients to integrate regulatory reporting process on a single platform, removing manual workarounds, vendor dependency, redundant activities and reducing operational cost.

  • Dynamic dashboard that includes:
    • data sourcing, issues resolution and electronic submission;
    • status alerts for any unfinished sections that need to be completed prior to filing;
    • full transparency – drill down from report to original data sources;
    • multi-level sign off controls to enable management review of completed report;
  • Cloud or on-site deployment capability;
  • Data management capabilities with a robust data modeling and full interoperability withclient infrastructure;
  • Interface with existing data sources (Advent-Geneva, Investran, VPM, Prime Brokers, etc.);
  • Key indicators to monitor gap analysis and identify incidences of nonconformance;
  • Seamless integration of sources data models to Visual Business Rules, aggregation resultsand reports;
  • Complete workflow - for automated end to end processing;
  • Flexibility and scalability in merging clients’ data models;
  • Funds scoping and aggregating all RIAs’ funds, positions, etc.
  • Analytical, Exception & Custom Reporting and features to build additional management reports;
  • Complete audit trail of activity on the systems with time and date stamps and user name;
  • Input and output of validation check;
  • Fully controlled environment based on permissions and role;
  • Variance analysis and suite of various reporting options;
  • Electronic submission using FINRA XML schema.

    Private funds and registered investment advisers (RIA) are burdened by the depth and the complexity of the reporting data requirements to comply with the rules mandated by Dodd-Frank Wall Street Reform and the Consumer Protection Act.

    Enforced by the Securities and Exchange Commission (SEC) and the Investment Advisors Commodity Futures Trading Commission (CFTC); Form PF and CPO-PQR take fund advisors disclosure far beyond Form ADV. As a result, fund managers must pull together and aggregate large amount of data that is potentially stored across several systems and multiple locations to successfully keep track of systemic risk.

    With the new regulatory initiatives, whether it’s Form PF, CPO-PQR, Form SEC 13F or AIFMD, asset managers are faced with requirements for transparency, dynamic data, ad-hoc reporting capabilities for both print and on-line reporting.


Resource Center

AxiomSL XBRL Solution White Paper

AxiomSL’s out-of-the-box XBRL reporting solution enables firms to quickly meet any taxonomy requirements worldwide, such as IFRS, COREP and FINREP, Liquidity (LCR and NSFR), Solvency II, ...

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Waters Rankings 2015: Best Reporting...

Since the collapse of Lehman Brothers back in September 2008, an event that sparked a domino effect of financial crisis, the capital markets have been hit with a non-stop flurry of regulatory...

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AxiomSL filed Form PF for a billion dollar...

AxiomSL, global provider of regulatory reporting and risk management solutions successfully filed Form PF for a Billion Dollar Hedge Fund. AxiomSL coordinated data gathering from fund administrators...

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KPMG and AxiomSL form alliance...

KPMG LLP, the audit, tax and advisory firm, and a leader in the Financial Services sector, has formed an alliance with AxiomSL, a leading global provider of regulatory reporting and risk management solutions...

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Awards


 
Asian Banker Award – Risk Management Awards 2016
Waters Rankings – Best Reporting System Provider
Waters Rankings – Best Reporting System Provider
RiskTech 100 2014 Category Winner Customer Satisfaction